Russ Warner has worked in the financial information and financial services industry for over 30 years. He has co-founded several successful start-ups and has been a senior executive of global financial information firms.
As the Branch Director of Upstream Investment Partners, Russ and his team of advisors, work with their clients to develop personalized financial plans. The comprehensive planning process focuses on risk management, investment strategies, retirement and estate planning. We are proud of the long time personal relationships we have developed with our clients many of which have spanned decades.
As an investment advisor representative and an accredited investment fiduciary (AIF®) Russ has a duty to serve the best interests of his clients, including an obligation not to subordinate clients’ interests to his own. Included in the fiduciary standard, which he is held to, are the duties of loyalty and care.
Russ also works with business owners, executives and their advisors to help align their business, family and financial goals, developing exit and retirement strategies for business owners.
He graduated from DePaul University with a BS in Commerce with a concentration in mathematical economics.
Russ has Series 7 and 66 securities licenses and is also licensed to represent life, health and long term care insurance.
Russ is a Registered Representative of Sigma Financial Corporation, member FINRA/SIPC, and a Private Wealth Manager of Sigma Planning Corporation, a registered investment advisor.